How can music be sad?


During a dinner conversation with friends who had just returned from a trip to Lisbon I asked if they had heard any Fado singers while they were there. They said they’d planned to but one of their Portuguese friends told them the music was very sad so they decided to skip it. My reply was, “But if you don’t speak Portuguese, it’s not sad!” 

That was said partly as a joke because I own quite a bit of Fado music by Amalia Rodrigues, Christina Branco, Ana Moura and others and I agree with them, I don’t speak a word of Portuguese but some of those songs do indeed sound sad. 

But how is it that we are wired so that music stirs that feeling of sadness without words? Or happiness? And how universal is it?


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The "music of the spheres" was probably meant as a mathematical idea, having to do with the ratios of planetary orbits. Plato thought that such massive objects moving rapidly through space must make a sound--but that sound would have been determined by "rational" intervals best (or most abstractly) described by mathematical relations. Even before Plato, Pythagoras noticed the mathematical relationships between octaves, etc. Much of our musical terminology (e.g., harmonic mean; chord progression; time signatures expressed in fractions; even pitch, measured in cycles per second) derive from the language of mathematics. In this context, Leibniz remarked that music was "an unconscious exercise in arithmetic in which the mind does not realize it is counting."

But one must be careful in supposing musical aesthetics to be "universal." Japanese music, Indonesian gamelan music--and, for that matter, ancient Greek music, so far as we've been able to reconstruct it--don't rely on the key relationships we take for granted in western music. The perception of "beauty" in music, and also mood, is a highly culturally specific thing, and depends on musical conventions that are not universal.
All these thoughtful responses have made me think about the question a bit more. Does our emotional reaction to music come from the same place as our reaction to the tone of someone's voice? Even when we can't see someone's face, as when we're talking to them on the phone, we can tell how they're feeling by the sound of their voice, or at least we think we can. 

Whether there's a definitive answer I'm glad the question managed to bring together Tolstoy, Shakespeare, David Allen Coe, Schopenhauer and Black Sabbath.
The GREAT thing about music is it can be a best friend to anyone in any stage of your life.
To snilf:

It's a good question to ponder, the universal nature of music, or its cultural specificity. The Bach phenomena in Japan is interesting in this regard. A 17th-century German Lutheran composer whose very cultural-specific music somehow becomes all the rage among late 20th/early 21st-century Japanese. How is that possible? The perceptions of beauty would seem to differ, yet the popularity of Bach's choral music in contemporary Japan begs some questions. The high suicide rates and despair evident in Japanese society, according to some interpreters, suggests a fertile ground for the sense of hope that animates Bach's music. Not just the lyrics of his orotorios, passions, or cantatas, either, but the music itself. It doesn't seem to matter that Bach's music is rooted in Early Modern western patterns, and that these are foreign to Japanese modes of thought. The response to the efforts of Masaaki Suzuki and his Bach Collegium Japan suggests that the bridges assumed by advocates of the music of the spheres are more than imaginary constructs rooted merely in ancient mathematical ideas. 

The conceptual origins of the music of the spheres provide a foundation that developed in different directions, mathematical, metaphysical, and musicological. Some current theories, even if speculative, remind us that the different languages of music transcend the local, and that our emotional response to sound waves requires a whole lot of wonder and curiosity. Count me in. 
Anton99,

Interesting point(s). I don't want to suggest that there aren't "universal" dimensions to music--or, for that matter, to sound more generally (thus, to include other animals, and perhaps also plants, as responsive to some of the same auditory stimuli we respond to). Moreover, I'm no Japan scholar. So take what I'm about to say with a grain of salt.

From what I've read, Japanese culture marked a radical transition after WWII and the atomic bombings. Prior to that, Japan was culturally isolationist. After that, Japan, especially the young, passionately embraced the western cultures that had defeated them in the war, especially America. Hence, the obvious and genuine interest in western music among late 20th century Japanese. Some of the greatest "western" musicians of that recent period were Japanese; the Suzuki Method of music pedagogy was developed there; Japanese students are way over-represented in good music academies; etc. etc.

Which is to say that the (recent) Japanese love affair with western music is not necessarily indicative of the "universality of musical aesthetics." Rather, it's historically determined--and historically limited.

To return to the question of this thread, then: if music can be widely perceived as sounding "sad" or "happy" or "profound," then one supposes there must be some objective feature to account for such agreement. I'd argue, however, that such features must be recognized to be culturally specific--that, without "training the ear" (and by that I DO NOT mean going to music school, but rather, just living in an environment permeated by music, and unconsciously, or at least not deliberately, assimilating certain patterns and relationships between tones), the perception of musical "meaning" (sad, happy, whatever) isn't possible. The hypothetical human being "raised by wolves" will not perceive music in the same way you or I do.

And so, if it's true that "music soothes the savage beast," it's not because that beast perceives it as "soothing," but for some other reason (like the "soothing" sound of a gentle rain, or whatever). 

Just some random thoughts.